Two exact plane near-models#

The failed descents are highly structured. They produce explicit noninjective plane maps whose Jacobians are powers of a single linear form. These are useful construction seeds because they isolate the divisor that must be moved to infinity without introducing poles.

The equivariant quotient of the threefold map#

The canonical map is equivariant for

\[ (x,y,z)\longmapsto(\lambda x,\lambda^{-1}y,\lambda^{-2}z) \]

and target weights \((-2,-1,1)\). The invariant rings are polynomial:

\[ \mathbb C[x,y,z]^{\mathbb C^*}=\mathbb C[u,v], \quad u=xy,\quad v=x^2z, \]
\[ \mathbb C[A,B,C]^{\mathbb C^*}=\mathbb C[p,q], \quad p=AC^2,\quad q=BC. \]

Put

\[\begin{split} \begin{aligned} a&=(1+u)^3v+u^2(1+u)(4+3u),\\ b&=u+3(1+u)^2v+3u^2(4+3u),\\ c&=2-3u-v. \end{aligned} \end{split}\]

The descended map is

\[ H(u,v)=(ac^2,bc), \qquad \boxed{JH=-2c^2}. \]

It is noninjective:

\[ H(0,0)=H\left(-\frac32,\frac{13}{2}\right)=(0,0). \]

The square defect is forced by the orbit multiplier \(C/x=c\). It is the precise trace left by the third coordinate after quotienting.

There is a further factorization. Set

\[ X=c,\qquad Y=c(u+1). \]

Then

\[ G(X,Y)=\left(XY+Y^2-Y^3,\ 2X+4Y-3Y^2\right), \]
\[ \boxed{JG=-2X},\qquad G(0,0)=G(2,2)=(0,0). \]

So the threefold étale cover becomes an ordinary ramified cubic after two quotient/blow-down steps.

There is also a sharp valuation obstruction to the most obvious repair. If a rational source chart sends the divisor \(X=0\) to infinity while both outputs remain regular, take a boundary valuation with \(\nu(X)=-k<0\). Regularity of

\[ 2X+4Y-3Y^2 \]

forces \(\nu(Y)=-k/2\) and leading relation \(2X=3Y^2\). Regularity of

\[ XY+Y^2-Y^3 \]

forces instead \(X=Y^2\). The two required cancellations are incompatible. This explains algebraically why dividing away the factor \(X\) reintroduces a pole.

The octahedral degree-six cusp model#

The first allowed geometric degree admits an equally explicit near-model. The polynomials

\[\begin{split} \begin{aligned} P(t)&=64t^3-96t^2+30t+1,\\ Q(t)&=16t^2-16t+1 \end{aligned} \end{split}\]

satisfy the exact octahedral identity

\[ P(t)^2-Q(t)^3=108t(1-t), \qquad 2QP'-3Q'P=108. \]

The associated Belyi passport is

\[ (2^3),\qquad(3^2),\qquad(4,1,1), \]

with the degree-six octahedral \(S_4\)-action. In affine normalization coordinates \(x=s\), \(y=st\), define

\[\begin{split} \begin{aligned} U&=x^2-16xy+16y^2,\\ V&=x^3+30x^2y-96xy^2+64y^3. \end{aligned} \end{split}\]

Then

\[ \boxed{J(U,V)=108x^3}, \]

and

\[ V^2-U^3=108x^4y(x-y). \]

The leading forms have no common projective zero, so this map is finite. Its generic degree is six: the ratio \(t=y/x\) obeys the degree-six equation coming from \(V^2/U^3=P(t)^2/Q(t)^3\). The line \(x=0\) carries the index-four ramification, while \(y=0\) and \(y=x\) are the two unramified cusp sheets.

This model matches three independent requirements for a first counterexample: degree six, non-Galois octahedral monodromy, and \(2:3\) cusp geometry. It fails only because its ramification divisor is affine. Borisov’s framework explains why such Belyi and boundary data are natural necessary inputs, not by themselves constructions of Keller maps [Borisov, 2020].

Why the whole sextic extension is excluded#

The finite normalization of \(\mathbb C[U,V]\) in its degree-six function field is

\[ B=\mathbb C[s,st]\cong\mathbb C[x,y]. \]

Suppose some rational parametrization of this same extension produced a plane Keller pair on another \(\mathbb A^2\). Integral elements \(s,st\) would lie in its integrally closed coordinate ring. Zariski Main Theorem would factor the quasi-finite Keller map through an open immersion

\[ \mathbb A^2\hookrightarrow\operatorname{Spec}B\cong\mathbb A^2. \]

By Ax–Grothendieck that open immersion is surjective. Hence \((s,st)\) is a polynomial automorphism. But

\[ J(s,st)=sJ(s,t)=\text{constant} \]

would give

\[ J(U,V)=108s^4J(s,t)=\text{constant}\cdot s^3, \]

not a nonzero constant. Therefore no reparametrization of this exact function-field extension can be a plane Keller counterexample.

The lesson is constructive: a successful degree-six cover needs a finite normalization \(Y\ne\mathbb A^2\) that contains \(\mathbb A^2\) as a proper open subset. Its omitted ramification divisor must have a nontrivial class in \(\mathrm{Cl}(Y)\); otherwise deleting it creates a forbidden nonconstant unit on the source.